Adam
Baker

Hilltop Securities Inc

CRD#7171045
Investment Advisor
in Dallas, TX

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About this Advisor

Adam Baker is a financial advisor who works in Dallas, Texas who has 1 year of industry experience. Baker currently works for Hilltop Securities Inc. Their career trajectory has included roles at Td Ameritrade, Gozova, Rockin' S Bar & Grill, Texas Christian University, Frisco High School, Pastime Training Center, Bahama Bucks, Wakeland High School, Robinhood Financial, LLC, Nexpoint Securities, Inc and Hilltop Securities Inc. Baker has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in California, Nevada, Texas and Washington. Hilltop Securities Inc is a registered investment company that has its headquarters in Dallas, TX. The company has offices in 16 locations and a total of 113 advisors. It oversees $2 billion in total assets between its 4,476 customer accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm advises seven charities and foundations. Of its 4,476 client accounts, 17% belong to high-net-worth clients who have more than $1 million in assets. The company offers a broad array of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fees typically vary depending on which services the firm provides the client. Fee types billed by Hilltop Securities Inc likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

8201 Preston Rd. Suite 600
Dallas, TX 75225

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Hilltop Securities Inc Brokerage Details

Total Assets Under Management

$1,730,433,320

TX Average: $3,042,739,679
Total Number of Employees

113

TX Average: 49
Total Number of Accounts

4,476

TX Average: 2,315
Average Account Size

$386,603

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Adam Baker Work History

Adam has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Hilltop Securities Inc

2021 - 2021 (< 1 year)

Nexpoint Securities, Inc

2020 - 2021 (1 year)

Robinhood Financial, LLC

2019 - 2020 (1 year)

Td Ameritrade

2019 - 2019 (< 1 year)

Gozova

2017 - 2017 (< 1 year)

Rockin' S Bar & Grill

2016 - 2020 (4 years)

Texas Christian University

2015 - 2016 (1 year)

Frisco High School

2015 - 2016 (1 year)

Pastime Training Center

2014 - 2014 (< 1 year)

Bahama Bucks

2012 - 2015 (3 years)

Wakeland High School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Adam Baker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hilltop Securities Inc

William Humphreys
Austin, TX
Vito D'Angelo
Austin, TX
Patrick Laborde
Austin, TX
Robert Morales
Dallas, TX
Peter Cappos
Sherman Oaks, CA
Christopher Murray
Monterey, CA
Diane Binford
Dallas, TX
Henry Macfarland
Dallas, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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