Alan
Phillips
Merrill Lynch, Pierce, Fenner & Smith Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Alan Phillips is a financial advisor based in Arlington, Texas, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Alan has previously held positions at Western Southern Life, W&S Brokerage Service, Usps, Dunbar Armored, Aflac, Endicott Pr, Cooksey Communications, Pr2 (Self Employed), Prudential Insurance Company Of America, Pruco Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc, Allied Universal Security Services, and Bank Of America, N.A. Alan has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Texas. Currently, Alan is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Arlington, Texas. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
Find an advisor who will work directly with you
SmartAsset’s free tool matches you with up to three vetted financial advisors who serve your area, and you can have a free introductory call with your advisor matches to decide which one you feel is right for you. Click here to get matched with an advisor today.
Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Alan Phillips Work History
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Prudential Insurance Company Of America
Pruco Securities, LLC
W&S Brokerage Service
Western Southern Life
Usps
Allied Universal Security Services
Dunbar Armored
Aflac
Endicott Pr
Cooksey Comunications
Pr2 (Self Employed)
Disclosures
Please visit the SEC profile of Alan Phillips to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Scottsdale, AZ
Pasadena, CA
Towson, MD
Baltimore, MD
Boca Raton, FL
Pennington, NJ
Mesquite, TX
Redding, CA
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
