Christian
Bauman

Usca Asset Management LLC

CRD#2731904
Investment Advisor
in Houston, TX

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About this Advisor

Christian Bauman is a financial advisor based in Houston, Texas, working with Usca Asset Management LLC. Christian has previously held positions at Usca Securities LLC, Usca Ria LLC, U.S. Capital Wealth Advisors, LLC, and Usca Asset Management LLC. Christian has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Texas. Currently, Christian is part of Usca Asset Management LLC, which operates out of Houston, Texas. The firm has 6 employees and manages assets totaling $232.8 million. The services offered by the firm include portfolio management for investment companies and portfolio management for pooled investment vehicles. The fee structure at Usca Asset Management LLC includes asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Portfolio management for investment companies, Portfolio management for pooled investment vehicles

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

4444 Westheimer Suite G500
Houston, TX 77027

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Usca Asset Management LLC Brokerage Details

Total Assets Under Management

$232,754,612

TX Average: $3,042,739,679
Total Number of Employees

6

TX Average: 49
Total Number of Accounts

26

TX Average: 2,315
Average Account Size

$8,952,100

TX Average: $1,314,358

Investment Advisory Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Christian Bauman Work History

2022 - Present (2 years)

Usca Asset Management LLC

2021 - Present (3 years)

U.S. Capital Wealth Advisors, LLC

2010 - Present (14 years)

Usca Securities LLC

2010 - 2021 (11 years)

Usca Ria LLC

Disclosures

Please visit the SEC profile of Christian Bauman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Usca Asset Management LLC

Bryan Prihoda
Houston, TX
Philip Pilibosian
Houston, TX
David King
Houston, TX
Christian Bauman
Houston, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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