Usca Ria LLC

Investment Advisor
in Dallas, TX
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About this Advisor

Clayton Fisher is a certified financial planner whose office is in Dallas, Texas. Currently a registered advisor at Usca Ria LLC, they have gathered 13 years of professional experience in the financial advisory industry. Fisher holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative. Fisher is registered to operate in Texas. Fisher has gained experience at Wachovia Securites, LLC, Wells Fargo Advisors LLC, Usca Ria LLC and Usca Securities LLC. Usca Ria LLC is headquartered in Dallas, Texas, and operates out of three other offices throughout the nation. In total, Usca Ria LLC oversees $3 billion in assets across 5,258 accounts and retains more than 69 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the United States. The firm manages 2,870 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 24% of the firm's investors are high-net-worth individuals, meaning they have over $1 million in investable assets. Usca Ria LLC can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees



Office Location

300 Crescent Court Suite 1150
Dallas, TX 75201

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Usca Ria LLC Brokerage Details

Total Assets Under Management


TX Average: $3,042,739,679
Total Number of Employees


TX Average: 49
Total Number of Accounts


TX Average: 2,315
Average Account Size


TX Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Clayton Fisher Work History

Clayton has 13 years of experience.

2016 - Present (3 years)

Usca Ria LLC

2016 - Present (3 years)

Usca Securities LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2005 - 2009 (4 years)

Wachovia Securites, LLC


Clayton Fisher has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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