Clifford
Brott

Capital Ideas

CRD#31829
Investment Advisor
in Dallas, TX
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About this Advisor

Clifford Brott is a certified financial planner who works in Dallas, Texas. Currently a registered advisor at Capital Ideas, Brott has an impressive 23 years of experience in the financial advisory industry. Brott maintains a Series 63 license, certifying the advisor as a securities broker. Brott is able to work with customers in Texas. The advisor has gained experience at First Avantus Securities, Inc(Formerly First Financial Inv. Sec, Alliance Financial Group, Inc, First Avantus Insurance Agency, Inc and Capital Ideas, Inc. Capital Ideas is headquartered in Dallas, Texas. As a company, Capital Ideas oversees $182 million in assets throughout 174 accounts and retains five staff members. The level of assets currently under the firm's management places it among the mid-sized financial advisory firms in the country. The firm manages 170 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 31% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Capital Ideas can provide portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. The firm's fees may include asset-based and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

23 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

5950 Berkshire Lane #1060
Dallas, TX 75225

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Capital Ideas Brokerage Details

Total Assets Under Management

$172,800,000

TX Average: $3,042,739,679
Total Number of Employees

4

TX Average: 49
Total Number of Accounts

138

TX Average: 2,315
Average Account Size

$1,252,174

TX Average: $1,314,358

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Clifford Brott Work History

Clifford has 23 years of experience.

2006 - Present (13 years)

Alliance Financial Group, Inc

2003 - Present (16 years)

First Avantus Insurance Agency, Inc

2000 - Present (19 years)

First Avantus Securities, Inc(Formerly First Financial Inv. Sec

1995 - Present (24 years)

Capital Ideas, Inc

Disclosures

Clifford Brott has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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