Daniel
Oconnell
Principal Securities, Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Daniel Oconnell is a financial advisor based in Addison, Texas who has 7 years of industry experience. Oconnell is an employee of Principal Securities, Inc. During their career, the advisor has held roles at New England Securities, Metlife Securities Inc, Principal Life Insurance Company, Princor Financial Services Corp, Benefit Resource Group, Next Level Insurance LLC and Principal Securities. Oconnell maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Texas. Principal Securities, Inc is a financial advisory firm based out of Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 advisors. It controls $9 billion in assets under management among its 46,075 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm advises 34 charities and foundations. Of its 46,075 customer accounts, just 3% are held by high-net-worth individuals who have at least $1 million in investable assets. The business has a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules largely are based on which service is provided. However, fee types billed by Principal Securities, Inc most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Daniel Oconnell Work History
Daniel has been registered as a financial advisor for 7 years.*
Principal Life Insurance Company
Next Level Insurance LLC
Principal Securities
Princor Financial Services Corp
Benefit Resource Group
Metlife Securities Inc
New England Securities
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Daniel Oconnell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Des Moines, IA
Des Moines, IA
Milwaukee, WI
Williamston, MI
Puyallup, WA
Wdm, IA
Arlington, TX
Bethesda, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
