David
Shafranek

Prospera Financial Services, Inc

CRD#2919901
Investment Advisor
in Dallas, TX
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About this Advisor

David Shafranek is a financial advisor operating in Dallas, Texas, who has been in the advisory business for 11 years. Shafranek is an employee of Prospera Financial Services, Inc. Throughout their career, they have worked at Citigroup Global Markets Inc and Prospera Financial Services, Inc. Shafranek has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in Alabama and New Jersey. Prospera Financial Services, Inc is a registered investment business based out of Dallas, Texas. The company has offices in 97 locations and a total of 190 people on staff. It handles $3 billion in assets under management between its 9,424 client accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm serves 43 charitable organizations. Of its 9,424 client accounts, 19% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Prospera Financial Services, Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors typically depend on the type of services offered. However, fees billed by Prospera Financial Services, Inc likely consist of asset-based, hourly, fixed, commission-based, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Disclosures

Yes

Office Location

5429 Lbj Freeway Suite 400
Dallas, TX 75240

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management

$2,548,731,894

TX Average: $3,042,739,679
Total Number of Employees

190

TX Average: 49
Total Number of Accounts

9,424

TX Average: 2,315
Average Account Size

$270,451

TX Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

David Shafranek Work History

David has 11 years of experience.

2014 - Present (5 years)

Prospera Financial Services, Inc

2007 - 2014 (7 years)

Citigroup Global Markets Inc

Disclosures

David Shafranek has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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