Denise
Clifton

U.S. Capital Wealth Advisors, LLC

CRD#5014598
Investment Advisor
in Austin, TX

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About this Advisor

Denise Clifton is a financial advisor based out of Austin, Texas who has 2 years of relevant experience. Clifton is an employee of U.S. Capital Wealth Advisors, LLC. Over the course of their career, they have held roles at Wells Fargo Advisors LLC, U.S. Capital Wealth Advisors, LLC, Usca Ria LLC and Usca Securities LLC. Clifton has Series 63 and Series 66 licenses, qualifying them as a securities representative, and is able to work in Texas. U.S. Capital Wealth Advisors, LLC is an advisory company based in Houston, TX. The firm has offices in six locations and a total of 122 people on staff. It administers $7 billion in assets across its 12,119 accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm advises 17 charitable organizations. Of its 12,119 client accounts, 34% are associated with high-net-worth investors who have at least $1 million in investable assets. The firm provides a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules usually depend on which services are provided. Fee types charged by U.S. Capital Wealth Advisors, LLC can be comprised of any blend of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

300 West 6Th Street Suite 1900
Austin, TX 78701

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U.S. Capital Wealth Advisors, LLC Brokerage Details

Total Assets Under Management

$6,495,736,809

TX Average: $3,042,739,679
Total Number of Employees

122

TX Average: 49
Total Number of Accounts

12,119

TX Average: 2,315
Average Account Size

$535,996

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Denise Clifton Work History

Denise has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

U.S. Capital Wealth Advisors, LLC

2016 - Present (8 years)

Usca Securities LLC

2016 - 2021 (5 years)

Usca Ria LLC

2010 - 2016 (6 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Denise Clifton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at U.S. Capital Wealth Advisors, LLC

Bradley Shields
Austin, TX
George Howe
Austin, TX
Jessie Timmins
Austin, TX
Robert Bourland
Austin, TX
Charles Blanton
Houston, TX
James Gilley Jr
Austin, TX
Patricia Trieglaff
Austin, TX
Louis Granger
Houston, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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