Douglas
Charney

Prospera Financial Services, Inc

CRD#1838995
Investment Advisor
in Dallas, TX

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About this Advisor

Douglas Charney is a financial advisor who works in Dallas, Texas who has 7 years of relevant experience. Charney works at Prospera Financial Services, Inc. Over the course of their career, Charney has held roles at Wells Fargo Advisors LLC and Prospera Financial Services. Charney holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to serve investors in New Mexico, Pennsylvania and Texas. Prospera Financial Services, Inc is an advisory company that has its headquarters in Dallas, TX. It has offices in 105 locations and a total of 242 people on staff. It manages $6 billion in total assets across its 18,852 accounts, placing it among the largest firms in the nation by assets under management. The firm advises 76 charities and foundations. Of its 18,852 customer accounts, 34% are held by high-net-worth clients who have more than $1 million in assets. Prospera Financial Services, Inc provides a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fees typically vary depending on which services the firm provides the client. Fees billed by Prospera Financial Services, Inc may include asset-based, hourly, fixed, commission-based, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

5429 Lbj Freeway Suite 750
Dallas, TX 75240

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management

$5,921,456,412

TX Average: $3,042,739,679
Total Number of Employees

242

TX Average: 49
Total Number of Accounts

18,852

TX Average: 2,315
Average Account Size

$314,102

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Douglas Charney Work History

Douglas has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Prospera Financial Services

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Douglas Charney to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prospera Financial Services, Inc

Mark Eriksen
Clarkston, MI
Jeremy Day
Dallas, TX
Caryn Borden
Dallas, TX
John Crook
Macon, GA
Tyler Lewis
Colchester, CT
Aaron Bernstein
Dallas, TX
Michael Taylor
Dallas, TX
Anna Hansen
Bend, OR

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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