Eric
Maloy

Gladstone Management Corporation

CRD#5282420
Investment Advisor
in Dallas, TX

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About this Advisor

Eric Maloy is a financial advisor based in Dallas, Texas, working with Gladstone Management Corporation. Eric has previously held positions at Mufg Union Bank N.A, Mitsubishi Ufj Securities (Usa) Inc, Btmu Securities, Inc, Mufg Securities Americas Inc, Gladstone Management Corporation, and Gladstone Securities, LLC. Eric has passed the Series 63 regulatory exam and is registered to provide services in Texas. Currently, Eric is part of Gladstone Management Corporation, which operates out of Dallas, Texas. The firm has 8 offices and 45 employees. The firm manages assets totaling $4.2 billion and offers services including portfolio management for investment companies and other services. The fee structure at Gladstone Management Corporation includes asset-based, performance-based, and other fees.

Certifications and Registrations

Series 63

Services Offered

Portfolio management for investment companies, Other

Fee Structure

Percentage of Assets, Performance-based Fees, Others

Office Location

100 Crescent Court Suite 700
Dallas, TX 75201

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Gladstone Management Corporation Brokerage Details

Total Assets Under Management

$4,175,732,000

TX Average: $1,835,309,194
Total Number of Employees

45

TX Average: 32
Total Number of Accounts

4

TX Average: 1,458
Average Account Size

$1,043,933,000

TX Average: $1,258,785

Investment Advisory Services

  • Portfolio management for investment companies
  • Other

Eric Maloy Work History

2018 - Present (7 years)

Gladstone Management Corporation

2018 - Present (7 years)

Gladstone Securities, LLC

2017 - 2017 (< 1 year)

Mufg Securities Americas Inc

2016 - 2017 (1 year)

Btmu Securities, Inc

2012 - 2016 (4 years)

Mitsubishi Ufj Securities (Usa) Inc

2010 - 2017 (7 years)

Mufg Union Bank N.A

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Disclosures

Please visit the SEC profile of Eric Maloy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Gladstone Management Corporation

Eric Maloy
Dallas, TX

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