Faisal
Raza

Stifel, Nicolaus & Company, Inc

CRD#4814166
Investment Advisor
in Dallas, TX

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About this Advisor

Faisal Raza is a financial advisor based in Dallas, Texas, working with Stifel, Nicolaus & Company, Inc. Faisal has previously held positions at Morgan Stanley, Berdon LLP, Morgan Stanley Private Bank, National Association, Merrill Lynch, Pierce, Fenner & Smith Inc, Stifel Nicolaus & Co Inc, and Bank of America, N.A. Faisal has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Texas. Currently, Faisal is part of Stifel, Nicolaus & Company, Inc, which operates out of Dallas, Texas. The firm has 460 offices and 6,534 employees. The firm manages assets totaling $149.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Stifel, Nicolaus & Company, Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

2850 North Harwood 18Th Floor
Dallas, TX 75201

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$149,248,936,163

TX Average: $11,469,110,461
Total Number of Employees

6,534

TX Average: 458
Total Number of Accounts

348,524

TX Average: 33,415
Average Account Size

$428,231

TX Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Faisal Raza Work History

2020 - Present (5 years)

Stifel Nicolaus & Co Inc

2017 - 2020 (3 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2017 - 2020 (3 years)

Bank Of America, N.A

2015 - 2017 (2 years)

Morgan Stanley

2015 - 2017 (2 years)

Morgan Stanley Private Bank, National Association

2014 - 2015 (1 year)

Berdon Llp

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Faisal Raza to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Gregory Gonzales
Greensboro, NC
Robert Price
Center Valley, PA
Juan Gomez
New York, NY
Eduardo Delgado
Miami, FL
Macgregor Hunter
Carlsbad, CA
Lawrence Stater
Santa Rosa, CA
Jeffrey Aders
Billings, MT

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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