Gabriel
Gallegos

Rocky Mountain Private Wealth Management, L.L.C

CRD#4296378
Investment Advisor
in Sugar Land, TX

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About this Advisor

Gabriel Gallegos is a financial advisor based in Sugar Land, Texas, working with Rocky Mountain Private Wealth Management, L.L.C. Gabriel has previously held positions at Rocky Mountain Private Wealth Management, L.L.C and Ceros Financial Services, Inc. Gabriel has passed the Series 66 and Series 63 regulatory exams and is registered to provide services in Delaware and Texas. Currently, Gabriel is part of Rocky Mountain Private Wealth Management, L.L.C, which operates out of Sugar Land, Texas. The firm has 5 employees and manages assets totaling $91.7 million. The services offered by the firm include portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. The fee structure at Rocky Mountain Private Wealth Management, L.L.C includes asset-based and performance-based fees.

Certifications and Registrations

Series 66, Series 63

Services Offered

Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

Town Center 2245 Texas Drive, Suite 300
Sugar Land, TX 77479

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Rocky Mountain Private Wealth Management, L.L.C Brokerage Details

Total Assets Under Management

$91,740,044

TX Average: $3,042,739,679
Total Number of Employees

5

TX Average: 49
Total Number of Accounts

10

TX Average: 2,315
Average Account Size

$9,174,004

TX Average: $1,314,358

Investment Advisory Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Gabriel Gallegos Work History

2021 - Present (3 years)

Ceros Financial Services, Inc

2003 - Present (21 years)

Rocky Mountain Private Wealth Management, L.L.C

2018 - 2019 (1 year)

Ceros Financial Services, Inc

Disclosures

Please visit the SEC profile of Gabriel Gallegos to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rocky Mountain Private Wealth Management, L.L.C

Steven Brown
Sugar Land, TX
Gabriel Gallegos
Sugar Land, TX

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