Gerardo
Fuentes

Stifel, Nicolaus & Company, Inc

CRD#4017961
Investment Advisor
in Dallas, TX

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About this Advisor

Gerardo Fuentes is a financial advisor based in Dallas, Texas, working with Stifel, Nicolaus & Company, Inc. Gerardo has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, and Stifel, Nicolaus & Company, Inc. Gerardo has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Texas. Currently, Gerardo is part of Stifel, Nicolaus & Company, Inc, which operates out of Dallas, Texas. The firm has 460 offices and 6,534 employees. The firm manages assets totaling $149.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Stifel, Nicolaus & Company, Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

2850 North Harwood 18Th Floor
Dallas, TX 75201

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$149,248,936,163

TX Average: $11,469,110,461
Total Number of Employees

6,534

TX Average: 458
Total Number of Accounts

348,524

TX Average: 33,415
Average Account Size

$428,231

TX Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Gerardo Fuentes Work History

2021 - Present (3 years)

Stifel, Nicolaus & Company, Inc

2011 - 2021 (10 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2011 - 2021 (10 years)

Bank Of America, N.A

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Gerardo Fuentes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
William Blackwill
Mission Viejo, CA
Gregory Gonzales
Greensboro, NC
Richard Sims
Edwardsville, IL
Phillip Joyce
Greensboro, NC
Michael Gronlund
Scottsdale, AZ
Ron Bekins
Palm Beach, FL
Richard Niederhaus
Morristown, NJ

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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