Isaac
Cerpa

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6895165
Investment Advisor
in Dallas, TX

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About this Advisor

Isaac Cerpa is a financial advisor working in Dallas, Texas with a total of 4 years of industry experience. Cerpa is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, they have worked at Jp Morgan Securities LLC, Bank Of America Na, Jpmorgan Chase Bank, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Cerpa maintains Series 63 and Series 66 licenses, qualifying them as a securities broker, and is registered to serve investors in Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory firm headquartered in New York, NY. It has offices in 3,372 locations and a total of 36,687 employees. It controls $1 trillion in assets across its 2,864,234 customer accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 accounts, 23% belong to high-net-worth clients who have greater than $1 million in assets available to invest. The advisory firm has a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fees typically vary depending on which services are offered. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc can include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

2100 Ross Ave
Dallas, TX 75201

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

TX Average: $7,464,549,021
Total Number of Employees

36,687

TX Average: 88
Total Number of Accounts

2,864,234

TX Average: 3,892
Average Account Size

$381,844

TX Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Isaac Cerpa Work History

Isaac has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2019 - Present (5 years)

Bank Of America, N.A

2017 - 2019 (2 years)

Jp Morgan Securities LLC

2017 - 2019 (2 years)

Jpmorgan Chase Bank

2015 - 2017 (2 years)

Bank Of America Na

2015 - 2015 (< 1 year)

Bank Of America Na

2015 - 2015 (< 1 year)

Bank Of America Na

2012 - 2015 (3 years)

Bank Of America Na

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Isaac Cerpa to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

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Roger Glasgow
Chevy Chase, MD
Suzana Markasevic
New York, NY
Thanh Le
Dallas, TX
Steven Crate
Dallas, TX
Thomas Theodore
Lincoln, RI
Francis Abella
Napa, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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