James
Sherrard

Richard P. Slaughter Associates, Inc

CRD#6056540
Investment Advisor
in Austin, TX

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About this Advisor

James Sherrard is a certified financial planner and chartered financial analyst who works out of Austin, Texas, who has 7 years of relevant experience. Sherrard works at Richard P. Slaughter Associates, Inc. During their career, Sherrard has held roles at Strategic Investment Management and Richard P. Slaughter Associates, Inc. Sherrard has a Series 65 license, qualifying them as an investment advisor representative, and is registered to advise clients in New Mexico and Texas. Richard P. Slaughter Associates, Inc is a registered investment firm based out of Austin, TX. It has $730 million in assets across its 1,602 customer accounts, placing it among the larger firms in the country by assets under management. Of its 1,602 client accounts, 43% belong to high-net-worth investors who have more than $1 million in assets available to invest. The company has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and educational seminars. Fees for financial management vary depending on which services the firm provides the client. Fee types billed by Richard P. Slaughter Associates, Inc likely are comprised of asset-based and hourly fees.

Certifications and Registrations

Series 65, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Analyst

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges

Office Location

13809 Research Blvd Suite 905
Austin, TX 78750

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Richard P. Slaughter Associates, Inc Brokerage Details

Total Assets Under Management

$729,669,756

TX Average: $3,042,739,679
Total Number of Employees

11

TX Average: 49
Total Number of Accounts

1,602

TX Average: 2,315
Average Account Size

$455,474

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

James Sherrard Work History

James has been registered as a financial advisor for 7 years.*

2015 - Present (9 years)

Richard P. Slaughter Associates, Inc

2012 - 2017 (5 years)

Strategic Investment Management

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Sherrard to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Richard P. Slaughter Associates, Inc

Laura Martin
Austin, TX
James Sherrard
Austin, TX
Christopher Snyder
Austin, TX
Joshua Gideon
Austin, TX
Liam Toohey
Austin, TX
Lafe Blobaum
Austin, TX
Darby Armont
Austin, TX
Ann Nowell
Austin, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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