James
Warner
Lear Investment Management
Answer a few questions and
get matched with an advisor.
About this Advisor
James Warner is a financial advisor operating out of Dallas, Texas with 4 years of industry experience. Warner is currently employed by Lear Investment Management. Over the course of their career, Warner has held roles at Black Ox Capital LLC, Deimos Asset Management, Black Ox Advisors LLC, Lear Investment Management and The Citadel Group. Warner has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Texas. Lear Investment Management is a company operating out of Dallas, TX. The company has offices in two locations and a total of eight employees. It administers $573 million in assets across its 254 customer accounts, placing it among the bigger financial advisory firms in the country by assets under management. Of its 254 client accounts, 69% belong to high-net-worth clients who have greater than $1 million in investable assets. Lear Investment Management has a few services, including portfolio management for individuals and small businesses, portfolio management for institutional clients and other services. Financial advisory fee schedules usually depend on which services the firm provides the client. Fees charged by Lear Investment Management typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Lear Investment Management Brokerage Details
$573,137,124
8
254
$2,256,445
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Other
James Warner Work History
James has been registered as a financial advisor for 4 years.*
Lear Investment Management
Black Ox Advisors LLC
Deimos Asset Management
Black Ox Capital LLC
The Citadel Group
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Warner to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lear Investment Management
Dallas, TX
Dallas, TX
Dallas, TX
Dallas, TX
Hopkinton, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
