Joan
Lawson

Hilltop Securities Inc

CRD#1867097
Investment Advisor
in Dallas, TX
Are you Joan Lawson? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Joan Lawson is a certified financial planner in Dallas, Texas. Currently an investment advisor with Hilltop Securities Inc, they have gathered a notable 24 years of work experience as a financial advisor. Lawson holds Series 63 and Series 65 licenses, which certify the advisor as both a securities agent and an investment advisor representative. Lawson is registered to serve customers in Arkansas, Oklahoma, Oregon, Texas, Delaware, Michigan and New Mexico. Throughout their career, Lawson has worked at Citigroup Global Markets Inc and Southwest Securities, Inc. Hilltop Securities Inc is headquartered in Dallas, Texas, and has 16 other locations across the nation. Overall, Hilltop Securities Inc oversees $1 billion in assets dispersed across 3,433 client accounts and retains more than 158 people. The level of assets currently under the firm's management makes it one of the bigger investment advisory firms in the United States. The firm manages 1,710 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. None of the firm's 3,433 clients are regarded as high-net-worth individuals, who are defined as investors who have greater than $1 million in assets. Hilltop Securities Inc offers financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

24 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

1201 Elm St Suite 3500
Dallas, TX 75270-2180

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Hilltop Securities Inc Brokerage Details

Total Assets Under Management

$1,070,587,617

TX Average: $3,042,739,679
Total Number of Employees

158

TX Average: 49
Total Number of Accounts

3,433

TX Average: 2,315
Average Account Size

$311,852

TX Average: $1,314,358

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Joan Lawson Work History

Joan has 24 years of experience.

2009 - Present (10 years)

Southwest Securities, Inc

1994 - 2009 (15 years)

Citigroup Global Markets Inc

Disclosures

Joan Lawson has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started