John
Levee
Ria Advisors
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About this Advisor
John Levee is a financial advisor operating in Round Rock, Texas with 3 years of relevant experience. Levee is on the advisory team at Ria Advisors. During their career, Levee has held roles at Southern Trust Associates, Sta Capital Management LLC/Ffp Advisory Services, Inc, Advance Legacy, Levee Unlimited, Inc, Advanced Wealth Strategies, Levee Unlimited, Inc The Advanced Group Of Companies, First Allied Securities, Inc, First Allied Advisory Services, Inc, Dfpg Investments, Inc, Integrated Advisors Network LLC and Ria Advisors. Levee holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Colorado, Louisiana and Texas. Ria Advisors is a firm based out of Houston, TX. The firm has offices in three locations and a total of 20 people on staff. It oversees $1 billion in assets under management among its 3,066 accounts, placing it among the bigger financial advisory firms in the United States by assets under management. The firm provides financial advisory services to one charitable organizations. Of its 3,066 client accounts, 23% belong to high-net-worth investors who have at least $1 million in assets. The business performs a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, publication of newsletters and educational seminars. Financial advisory fees are based on which services are provided. Fees charged by Ria Advisors likely include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Ria Advisors Brokerage Details
$1,104,056,685
20
3,066
$360,097
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops
John Levee Work History
John has been registered as a financial advisor for 3 years.*
Ria Advisors
Dfpg Investments, Inc
Sta Capital Management LLC/Ffp Advisory Services, Inc
Advance Legacy
Levee Unlimited, Inc,Advanced Wealth Strategies
Levee Unlimited,Inc The Advanced Group Of Companies
Southern Trust Associates
Integrated Advisors Network LLC
First Allied Securities, Inc
First Allied Advisory Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of John Levee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Ria Advisors
Houston, TX
Houston, TX
Houston, TX
Houston, TX
Houston, TX
Durango, CO
Houston, TX
Houston, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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