Jonathan
Mccarty
Ria Advisors
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About this Advisor
Jonathan Mccarty is a certified financial planner and chartered financial analyst working out of Houston, Texas. Mccarty currently works for Ria Advisors. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Jpmorgan Securities LLC, Jpmorgan Chase Bank, N.A, Fca Corp and Ria Advisors. Mccarty maintains Series 63 and Series 66 licenses, certifying them as a securities broker, and can work in Texas. Ria Advisors is a company operating out of Houston, TX. The company has offices in three locations and a total of 20 financial advisors. It administers $1 billion in assets between its 3,066 customer accounts, making it one of the bigger firms in the country by assets under management. The firm serves one charitable organizations. Of its 3,066 client accounts, 23% are held by high-net-worth individuals who have more than $1 million in assets. Ria Advisors performs a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, publication of newsletters and educational seminars. Financial management fees largely depend on the type of financial services. Fees charged by Ria Advisors most likely include any combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Ria Advisors Brokerage Details
$1,104,056,685
20
3,066
$360,097
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops
Jonathan Mccarty Work History
Jonathan has been registered as a financial advisor for 0 years.*
Ria Advisors
Fca Corp
Jpmorgan Securities LLC
Jpmorgan Chase Bank, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Jonathan Mccarty to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Ria Advisors
Houston, TX
Houston, TX
Houston, TX
Houston, TX
Houston, TX
Durango, CO
Houston, TX
Houston, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
