Katrina
Hayes

Prospera Financial Services, Inc

CRD#870949
Investment Advisor
in Dallas, TX
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About this Advisor

Katrina Hayes is a certified financial planner whose office is in Dallas, Texas. Currently an investment advisor with Prospera Financial Services, Inc, Hayes has 14 years of work experience in the financial advisory industry. Hayes has a Series 66 license, qualifying the advisor as both a securities agent and an investment advisor representative. Hayes can operate based out of Florida, North Carolina and Texas. Throughout their career, Hayes has worked at Triune Capital Advisors, LLC and Prospera Financial Services. Prospera Financial Services, Inc is headquartered in Dallas, Texas, and has 97 other offices in the country. As a company, Prospera Financial Services, Inc oversees $3 billion in assets across 9,424 client accounts and employs more than 190 people. The level of assets currently under the firm's management places it among the biggest firms in the country. The firm manages 6,826 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 19% of the firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. Prospera Financial Services, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm may charge clients asset-based, hourly, fixed, commission-based, performance-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Disclosures

No

Office Location

5429 Lbj Freeway Suite 400
Dallas, TX 75240

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management

$2,548,731,894

TX Average: $3,042,739,679
Total Number of Employees

190

TX Average: 49
Total Number of Accounts

9,424

TX Average: 2,315
Average Account Size

$270,451

TX Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Katrina Hayes Work History

Katrina has 14 years of experience.

2013 - Present (6 years)

Prospera Financial Services

2004 - Present (15 years)

Triune Capital Advisors, LLC

Disclosures

Katrina Hayes has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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