Kingsley
Wood

Hilltop Securities Asset Management, LLC

CRD#2123511
Investment Advisor
in Dallas, TX

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About this Advisor

Kingsley Wood is a financial advisor working out of Dallas, Texas with 1 year of relevant experience. Wood is currently employed by Hilltop Securities Asset Management, LLC. During their career, the advisor has held roles at Wells Fargo Securities, LLC and Hilltop Securities Inc. Wood has Series 63 and Series 66 licenses, which qualify them as a securities broker, and is able to work in Arizona, California, Minnesota, North Carolina, Oklahoma and Texas. Hilltop Securities Asset Management, LLC is an advisory business based in Dallas, TX. It has offices in three locations and a total of 35 financial advisors. It controls $21 billion in total assets across its 48 accounts, making it one of the largest financial advisory firms in the United States by assets under management. The advisory firm provides a set of services, such as portfolio management for institutional clients and other services. Financial advisory fees largely are based on which services the firm provides the client. However, fees billed by Hilltop Securities Asset Management, LLC likely include some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

717 N. Harwood Street Suite 3400
Dallas, TX 75201

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Hilltop Securities Asset Management, LLC Brokerage Details

Total Assets Under Management

$21,409,909,710

TX Average: $3,042,739,679
Total Number of Employees

35

TX Average: 49
Total Number of Accounts

48

TX Average: 2,315
Average Account Size

$446,039,786

TX Average: $1,314,358

Investment Advisory Services

  • Portfolio management for businesses or institutional clients
  • Other

Kingsley Wood Work History

Kingsley has been registered as a financial advisor for 1 years.*

2021 - Present (3 years)

Hilltop Securities Inc

2005 - 2021 (16 years)

Wells Fargo Securities, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kingsley Wood to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hilltop Securities Asset Management, LLC

Daniel Grant
Dallas, TX
Donald Foley
Dallas, TX
Richard Konkel
Dallas, TX
Andrea Cash
Austin, TX
Kingsley Wood
Dallas, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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