Matthew
Shields
U.S. Capital Wealth Advisors, LLC
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About this Advisor
Matthew Shields is a financial advisor who works out of Georgetown, Texas with 6 years of relevant experience. Shields is on the advisory team at U.S. Capital Wealth Advisors, LLC. Their career trajectory has included roles at Pruco Securities, LLC, The Prudential Insurance Company Of America, U.S. Capital Wealth Advisors, LLC and Purshe Kaplan Sterling Investments, Inc. Shields maintains Series 65 and Series 63 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Texas. U.S. Capital Wealth Advisors, LLC is a registered investment business that has its headquarters in Houston, TX. The company has offices in six locations and a total of 122 financial advisors. It manages $7 billion in assets under management among its 12,119 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises 17 charities and foundations. Of its 12,119 customer accounts, 34% are associated with high-net-worth clients who have at least $1 million in investable assets. The company performs a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules typically are based on which service is provided. Fees charged by U.S. Capital Wealth Advisors, LLC can include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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U.S. Capital Wealth Advisors, LLC Brokerage Details
$6,495,736,809
122
12,119
$535,996
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Matthew Shields Work History
Matthew has been registered as a financial advisor for 6 years.*
U.S. Capital Wealth Advisors, LLC
Purshe Kaplan Sterling Investments, Inc
Pruco Securities, LLC
The Prudential Insurance Company Of America
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Matthew Shields to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at U.S. Capital Wealth Advisors, LLC
Houston, TX
Austin, TX
Austin, TX
Austin, TX
Austin, TX
Houston, TX
Austin, TX
Austin, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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