Michael
Gomez

Prospera Financial Services, Inc

CRD#1305439
Investment Advisor
in Lubbock, TX

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About this Advisor

Michael Gomez is a financial advisor based in Lubbock, Texas, working with Prospera Financial Services, Inc. Michael has previously held a position at Prospera Financial Services, Inc. Michael has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in New Mexico and Texas. Currently, Michael is part of Prospera Financial Services, Inc, which operates out of Lubbock, Texas. The firm has 105 offices and 240 employees. The firm manages assets totaling $7.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Prospera Financial Services, Inc includes asset-based, hourly, fixed, commission-based, performance-based, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

3223 South Loop 289 Suite 124
Lubbock, TX 79423

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management

$7,913,077,866

TX Average: $3,042,739,679
Total Number of Employees

240

TX Average: 49
Total Number of Accounts

20,915

TX Average: 2,315
Average Account Size

$378,345

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Michael Gomez Work History

2005 - Present (19 years)

Prospera Financial Services, Inc

Disclosures

Please visit the SEC profile of Michael Gomez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prospera Financial Services, Inc

Jed Kutzen
Melrose, MA
Charles Evans
Dallas, TX
Tyler Lewis
Laconia, NH
Joseph Giardano
Dallas, TX
Nikki Brooks
Dallas, TX
Tamekia Thompson
Dallas, TX
Timothy Boyd
Harrisburg, PA
David Shafranek
Dallas, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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