Michael
O'Brien

Roosevelt Capital Management LLC

CRD#7161716
Investment Advisor
in Dallas, TX

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About this Advisor

Michael O'Brien is a financial advisor based out of Dallas, Texas with a total of 4 years of industry experience. O'Brien works at Roosevelt Capital Management LLC. During their career, the advisor has held roles at Roosevelt Capital Management LLC, Tailor Strategy Group, LLC and Integrity Title. O'Brien maintains a Series 65 license, which qualifies them as an investment advisor representative, and is registered to advise clients in Texas. Roosevelt Capital Management LLC is a financial advisory firm that has its headquarters in Dallas, TX. It controls $199 million in total assets between its 96 client accounts, making it one of the mid-sized investment advisory firms in the country by assets under management. The firm provides financial advice to two charities and foundations. Of its 96 customer accounts, 54% are held by high-net-worth investors who have at least $1 million in assets. Roosevelt Capital Management LLC provides a set of services, including portfolio management for individuals and small businesses and portfolio management for institutional clients. Fees for financial advisory services depend on which services the firm provides the client. Fee types charged by Roosevelt Capital Management LLC typically consist of asset-based fees.

Certifications and Registrations

Series 65

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets

Office Location

5956 Sherry Lane Suite 1650
Dallas, TX 75225

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Roosevelt Capital Management LLC Brokerage Details

Total Assets Under Management

$198,663,696

TX Average: $3,042,739,679
Total Number of Employees

2

TX Average: 49
Total Number of Accounts

96

TX Average: 2,315
Average Account Size

$2,069,414

TX Average: $1,314,358

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients

Michael O'Brien Work History

Michael has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Roosevelt Capital Management LLC

2019 - Present (5 years)

Integrity Title

2008 - Present (16 years)

Tailor Strategy Group, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael O'Brien to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Roosevelt Capital Management LLC

David Roosevelt
Dallas, TX
Michael O'Brien
Dallas, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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