Nicole
Lopez
Broadway Wealth Solutions
Answer a few questions and
get matched with an advisor.
About this Advisor
Nicole Lopez is a financial advisor operating out of San Antonio, Texas with 2 years of relevant experience. Lopez currently works for Broadway Wealth Solutions. Over the course of their career, Lopez has held roles at Broadway Wealth Solutions, Broadway Wealth Solutions, Inc, Imperium Wealth Management, Sa Promotions, Chase, Southern Glazer'S Wine & Spirits, Texas State University - Math Dept, A'Gaci, Student and Justice. Lopez has a Series 65 license, qualifying them as an investment advisor representative, and is approved to advise clients in Texas. Broadway Wealth Solutions is a registered investment business headquartered in San Antonio, TX. The company has offices in 27 locations and a total of 10 advisors. It has $148 million in assets among its 929 client accounts, making it one of the mid-sized investment advisory firms in the nation by assets under management. Of its 929 customer accounts, just 4% are held by high-net-worth clients who have at least $1 million in investable assets. The company provides a set of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Financial management fee schedules largely vary depending on which services the firm provides the client. However, fee types billed by Broadway Wealth Solutions typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Broadway Wealth Solutions Brokerage Details
$148,101,435
10
929
$159,420
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
Nicole Lopez Work History
Nicole has been registered as a financial advisor for 2 years.*
Broadway Wealth Solutions
Broadway Wealth Solutions, Inc
Imperium Wealth Management
Sa Promotions
Chase
Southern Glazer'S Wine & Spirits
Texas State University - Math Dept
A'Gaci
Student
Justice
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicole Lopez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Broadway Wealth Solutions
San Antonio, TX
San Antonio, TX
San Antonio, TX
San Antonio, TX
San Antonio, TX
San Antonio, TX
San Antonio, TX
San Antonio, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
