Patrick
Smith
Lavaca Capital, LLC
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About this Advisor
Patrick Smith is a financial advisor operating out of Houston, Texas, who has 5 years of industry experience. Smith is an employee of Lavaca Capital, LLC. During their career, Smith has held roles at Raymond James And Associates, Sunbelt Securities Inc, Lavaca Capital LLC (Ria) and Edward Jones. Smith has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Texas. Lavaca Capital, LLC is an advisory firm operating out of Houston, TX. It handles $434 million in assets under management across its 110 client accounts, making it one of the larger investment advisory firms in the country by assets under management. The firm advises one charitable organizations. Of its 110 customer accounts, 59% are held by high-net-worth individuals who have at least $1 million in investable assets. Lavaca Capital, LLC offers a broad set of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Financial management fees depend on the type of financial services offered. Fee types billed by Lavaca Capital, LLC most likely are comprised of some blend of asset-based and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lavaca Capital, LLC Brokerage Details
$434,238,664
4
110
$3,947,624
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Patrick Smith Work History
Patrick has been registered as a financial advisor for 5 years.*
Sunbelt Securities Inc
Lavaca Capital LLC (Ria)
Raymond James And Associates
Edward Jones
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Patrick Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lavaca Capital, LLC
Houston, TX
Houston, TX
Houston, TX
Houston, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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