Paul
Keeton

Prospera Financial Services, Inc

CRD#4491576
Investment Advisor
in Dallas, TX

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About this Advisor

Paul Keeton is a financial advisor who works in Dallas, Texas with 6 years of relevant experience. Keeton is an employee of Prospera Financial Services, Inc. Throughout their career, Keeton has worked at Dorsey Wright & Associates and Prospera Financial Services Inc. Keeton holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to advise clients in Virginia. Prospera Financial Services, Inc is an advisory company based out of Dallas, TX. The investment advisory business has offices in 105 locations and a total of 242 advisors. It administers $6 billion in assets across its 18,852 customer accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm advises 76 charities and foundations. Of its 18,852 accounts, 34% are associated with high-net-worth individuals who have greater than $1 million in investable assets. Prospera Financial Services, Inc offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fee schedules largely are based on which services are offered. However, fee types billed by Prospera Financial Services, Inc may include some blend of asset-based, hourly, fixed, commission-based, performance-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

5429 Lbj Freeway Suite 750
Dallas, TX 75240

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management

$5,921,456,412

TX Average: $3,042,739,679
Total Number of Employees

242

TX Average: 49
Total Number of Accounts

18,852

TX Average: 2,315
Average Account Size

$314,102

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Paul Keeton Work History

Paul has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Prospera Financial Services Inc

2000 - Present (24 years)

Dorsey Wright & Associates

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Paul Keeton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prospera Financial Services, Inc

John Crook
Macon, GA
Tyler Lewis
Colchester, CT
Jeremy Day
Dallas, TX
Mark Eriksen
Clarkston, MI
Caryn Borden
Dallas, TX
Anna Hansen
Bend, OR
Cindy Tamborello
Weatherford, TX
Anthony Montanari
Dallas, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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