Regis
Rodrigues
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Regis Rodrigues is a financial advisor who works out of New Caney, Texas, who has 10 years in the industry. Rodrigues works at Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Jp Morgan Securities LLC, Jpmorgan Chase Bank, Texas De Brazil, Copacabana Grill Catering LLC, R & R Flooring, LLC, Keybank, Key Investment Services, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Rodrigues maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can work in Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory business headquartered in New Caney, Texas. The company has offices in 3,374 locations and a total of 34,906 people on staff. It has $1 trillion in assets between its 2,825,602 accounts, making it one of the largest firms in the nation by assets under management. The firm serves 5,339 charities and foundations. Of its 2,825,602 client accounts, just 9% belong to high-net-worth investors who have greater than $1 million in assets. The advisory firm provides a wide assortment of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely are based on which services the firm provides the client. However, fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc most likely include some blend of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,283,837,699,073
34,906
2,825,602
$454,359
Let us help match you with the right financial advisor for your needs.
Answer a few questions to get a personalized match.Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Regis Rodrigues Work History
Regis has 10 years of experience.
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Keybank
Key Investment Services
R & R Flooring, LLC
Jp Morgan Securities LLC
Copacabana Grill Catering LLC
Copacabana Grill Catering LLC
Jpmorgan Chase Bank
Texas De Brazil
Disclosures
Regis Rodrigues has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Chandler, AZ
New Caney, TX
Mckinney, TX
Newport News, VA
Washington, DC
New York, NY
Lufkin, TX
Nashville, TN
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.
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