Prospera Financial Services, Inc

Investment Advisor
in Dallas, TX
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About this Advisor

Robert Thorndike is a financial advisor who is based out of Dallas, Texas. Currently a registered investment advisor at Prospera Financial Services, Inc, Thorndike has 20 years of practice as a financial advisor. Thorndike maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Thorndike is registered to operate based out of Texas and Virginia. Throughout their career, Thorndike has worked at Davenport & Company LLC, #Ia Davenport & Company LLC, Micg Investment Management and Prospera Financial Services, Inc. Prospera Financial Services, Inc is headquartered in Dallas, Texas, and has 97 additional locations across the United States. Overall, Prospera Financial Services, Inc manages $3 billion in assets throughout 9,424 client accounts and retains more than 190 people. The amount of assets the firm manages places it among the largest investment advisory firms in the United States. The firm manages 6,826 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 19% of the firm's investors are high-net-worth individuals, meaning they have over $1 million in assets. Prospera Financial Services, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm may charge clients asset-based, hourly, fixed, commission-based, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

20 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others



Office Location

5429 Lbj Freeway Suite 400
Dallas, TX 75240

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management


TX Average: $3,042,739,679
Total Number of Employees


TX Average: 49
Total Number of Accounts


TX Average: 2,315
Average Account Size


TX Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Robert Thorndike Work History

Robert has 20 years of experience.

2010 - Present (9 years)

Prospera Financial Services,Inc

2009 - 2010 (1 year)

Micg Investment Management

1998 - 2009 (11 years)

Davenport & Company LLC

1998 - 2009 (11 years)

#Ia Davenport & Company LLC


Robert Thorndike has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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