Samuel
Butterworth

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#2793567
Investment Advisor
in Austin, TX

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About this Advisor

Samuel Butterworth is a financial advisor working out of Austin, Texas with 14 years of industry experience. Butterworth is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Butterworth holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to operate in Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory firm based out of New York, NY. It has offices in 3,372 locations and a total of 36,687 people on staff. It controls $1 trillion in total assets across its 2,864,234 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm advises 4,459 charitable organizations. Of its 2,864,234 client accounts, 23% are associated with high-net-worth investors who have greater than $1 million in investable assets. The business offers a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors typically are based on the financial services offered. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

14 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

3700 Capital Of Texas Hwy N
Austin, TX 78746

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

TX Average: $7,464,549,021
Total Number of Employees

36,687

TX Average: 88
Total Number of Accounts

2,864,234

TX Average: 3,892
Average Account Size

$381,844

TX Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Samuel Butterworth Work History

Samuel has been registered as a financial advisor for 14 years.*

2011 - Present (13 years)

Bank Of America, N.A

2009 - Present (15 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Samuel Butterworth to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

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Scottsdale, AZ
Alexander Galasso
New York, NY
Thomas Holder
Stuart, FL
Curtis Reynolds
Newport Beach, CA
Jennifer Roensch
Vienna, VA
Dufresne Nicolas
Hartford, CT
Scott Smeltzer
Newport Beach, CA
Christopher Vasquez
Austin, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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