Sandra
Ray

Prospera Financial Services, Inc

CRD#2657160
Investment Advisor
in Dallas, TX

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About this Advisor

Sandra Ray is a financial advisor based in Dallas, Texas, working with Prospera Financial Services, Inc. Sandra has previously held positions at Prospera Financial Services and Ray Consulting Services. Sandra has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Texas. Currently, Sandra is part of Prospera Financial Services, Inc, which operates out of Dallas, Texas. The firm has 105 offices and 240 employees. The firm manages assets totaling $7.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Prospera Financial Services, Inc includes asset-based, hourly, fixed, commission-based, performance-based, and other fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

5429 Lbj Freeway Suite 750
Dallas, TX 75240

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management

$7,913,077,866

TX Average: $3,042,739,679
Total Number of Employees

240

TX Average: 49
Total Number of Accounts

20,915

TX Average: 2,315
Average Account Size

$378,345

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Sandra Ray Work History

2013 - Present (12 years)

Prospera Financial Services

2007 - Present (18 years)

Ray Consulting Services

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Sandra Ray to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prospera Financial Services, Inc

Joseph Giardano
Dallas, TX
Nikki Brooks
Dallas, TX
Jed Kutzen
Melrose, MA
Nicholas Cipriano
Rancho Santa Fe, CA
David Shafranek
Dallas, TX
Tamekia Thompson
Dallas, TX
Jonathan Fuimaono
Buckeye, AZ
Richard Fennema
Dallas, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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