Sara
Matlock

Swbc Investment Advisory Services LLC

CRD#4023055
Investment Advisor
in Austin, TX

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About this Advisor

Sara Matlock is a financial advisor working in Austin, Texas who has 10 years of relevant experience. Matlock is an advisor for Swbc Investment Advisory Services LLC. They have been employed by Swbc Investment Advisory Services Llc for all of their career. Matlock maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to operate in Texas. Swbc Investment Advisory Services LLC is a business operating out of Austin, TX. The advisory firm has a set of services, such as pension consulting services and educational seminars. A financial advisor's fee schedules usually depend on which services the firm provides the client. Fee types charged by Swbc Investment Advisory Services LLC most likely include any combination of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

10 years

Services Offered

Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

900 South Capital Of Texas Ste 155
Austin, TX 78746

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Swbc Investment Advisory Services LLC Brokerage Details

Total Number of Employees

8

TX Average: 49

Investment Advisory Services

  • Pension consulting services
  • Educational seminars/workshops

Sara Matlock Work History

Sara has been registered as a financial advisor for 10 years.*

2012 - Present (12 years)

Swbc Investment Advisory Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sara Matlock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Swbc Investment Advisory Services LLC

Adrian Ramirez
Austin, TX
Sara Matlock
Austin, TX
Brian Aylieff
Austin, TX
Bradley Ferguson
Austin, TX
Richard Allison
Austin, TX
Daniel Ryan
Austin, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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