Stephen
Joseph
Transce3Nd LLC
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About this Advisor
Stephen Joseph is a financial advisor who works out of Kyle, Texas, with a total of 1 year of industry experience. Joseph works at Transce3Nd LLC. During their career, the advisor has held roles at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Verizon Wireless, United States Cellular, National Planning Corporation, Kalos Capital, Madison Avenue Securities, Ae Wealth Management LLC, E3 Wealth and Transce3Nd LLC. Joseph maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Missouri and Texas. Transce3Nd LLC is a registered investment company based out of Kyle, TX. The firm has offices in four locations and a total of nine people on staff. It administers $184 million in total assets between its 1,151 accounts, placing it among the mid-sized financial advisory firms in the United States by assets under management. Of its 1,151 customer accounts, 19% are associated with high-net-worth clients who have greater than $1 million in assets. Transce3Nd LLC performs a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fee schedules largely depend on the type of financial services offered. Fee types billed by Transce3Nd LLC likely are comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transce3Nd LLC Brokerage Details
$184,339,939
9
1,151
$160,156
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Stephen Joseph Work History
Stephen has been registered as a financial advisor for 1 years.*
Madison Avenue Securities
Ae Wealth Management LLC
E3 Wealth
Transce3Nd LLC
Kalos Capital
Northwestern Mutual Life Insurance Company
Northwestern Mutual Investment Services LLC
National Planning Corporation
Verizon Wireless
United States Cellular
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephen Joseph to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transce3Nd LLC
Kyle, TX
Kyle, TX
Kyle, TX
Kyle, TX
Kyle, TX
Kyle, TX
Kyle, TX
Kyle, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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