Stephen
Smith

Duration Asset Management, LLC

CRD#428986
Investment Advisor
in Dallas, TX

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About this Advisor

Stephen Smith is a financial advisor working out of Dallas, Texas with a total of 5 years of industry experience. Smith is an advisor for Duration Asset Management, LLC. Over the course of their career, Smith has held roles at Jpmorgan Chase Bank, N.A, J.P. Morgan Securities LLC, High Country Airlines LLC, Wildcat Touring LLC, Meregrass Inc, Smith Capital Markets, LLC, Quahadi Holdings, LLC and Duration Asset Management, LLC. Smith holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to work in Texas. Duration Asset Management, LLC is a registered investment company based out of Dallas, TX. It administers $182 million in assets under management between its eight customer accounts, placing it among the mid-sized investment advisory firms in the nation by assets under management. Of its eight client accounts, 100% belong to high-net-worth investors who have greater than $1 million in investable assets. Duration Asset Management, Llc offers portfolio management for individuals and small businesses. Fees for financial advice typically are based on which services are offered. Fees charged by Duration Asset Management, LLC can include asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

8333 Douglas Ave., Suite 1365
Dallas, TX 75201

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Duration Asset Management, LLC Brokerage Details

Total Assets Under Management

$182,208,428

TX Average: $3,042,739,679
Total Number of Employees

2

TX Average: 49
Total Number of Accounts

8

TX Average: 2,315
Average Account Size

$22,776,054

TX Average: $1,314,358

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Stephen Smith Work History

Stephen has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Smith Capital Markets, LLC

2018 - Present (6 years)

Quahadi Holdings, LLC

2018 - Present (6 years)

Duration Asset Management, LLC

2015 - Present (9 years)

Wildcat Touring LLC

1992 - Present (32 years)

Meregrass Inc

2015 - 2015 (< 1 year)

High Country Airlines LLC

2010 - 2018 (8 years)

Jpmorgan Chase Bank, N.A

2008 - 2018 (10 years)

J.P. Morgan Securities LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephen Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Duration Asset Management, LLC

Cynthia Murdock
Dallas, TX
Stephen Smith
Dallas, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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