Sumeet
Rai
Sanders Morris Harris LLC
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About this Advisor
Sumeet Rai is a financial advisor who works out of Houston, Texas with a total of 13 years of industry experience. Rai is an advisor for Sanders Morris Harris LLC. Their career trajectory has included roles at Sanders Morris Harris Inc and Miller-Green Financial. Rai has Series 63 and Series 66 licenses, qualifying them as a securities broker, and is registered to operate in Alabama, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Maine, Missouri, Montana, Nebraska, New Hampshire, New Jersey, New Mexico, North Carolina, North Dakota, Ohio, Oregon, Pennsylvania, South Dakota, Texas, Utah, Virginia, Washington and West Virginia. Sanders Morris Harris LLC is a financial advisory firm operating out of Houston, TX. The investment advisory business has a total of 28 advisors. It administers $492 million in assets among its 464 customer accounts, placing it among the larger firms in the United States by assets under management. Of its 464 customer accounts, 25% belong to high-net-worth investors who have more than $1 million in assets. Sanders Morris Harris LLC has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules vary depending on which service is provided. Fees billed by Sanders Morris Harris LLC most likely are comprised of asset-based, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sanders Morris Harris LLC Brokerage Details
$492,285,125
28
464
$1,060,959
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Sumeet Rai Work History
Sumeet has been registered as a financial advisor for 13 years.*
Miller-Green Financial
Sanders Morris Harris Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sumeet Rai to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sanders Morris Harris LLC
Dallas, TX
Houston, TX
Houston, TX
Houston, TX
Houston, TX
Houston, TX
Dallas, TX
Dallas, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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