Sylvia
Guerra
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Sylvia Guerra is a financial advisor working in Houston, Texas who has 4 years of relevant experience. Guerra is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Guerra has gained experience at Bbva Compass Insurance Agency, Inc, Compass Bank, Bbva Securities Inc, 24 Hr Fitness, Capital Bank, Cuso Financial Services, L.P, Community Resource Credit Union, Wells Fargo Bank, Na, Wells Fargo Clearing Services, LLC, Student Lee College, Merrill Lynch, Pierce, Fenner & Smith Inc, Sos Natural LLC and Bank Of America, N.A. Guerra holds Series 63 and Series 66 licenses, which qualify them as a securities agent, and is able to operate in Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory company that has its headquarters in New York, NY. The firm has offices in 3,372 locations and a total of 36,687 advisors. It has $1 trillion in assets between its 2,864,234 accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm advises 4,459 charitable organizations. Of its 2,864,234 customer accounts, 23% belong to high-net-worth clients who have more than $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc provides a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fees largely vary depending on which service is provided. Fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc most likely are comprised of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Sylvia Guerra Work History
Sylvia has been registered as a financial advisor for 4 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Wells Fargo Bank, Na
Wells Fargo Clearing Services, LLC
Student Lee College
Sos Natural LLC
Bbva Compass Insurance Agency, Inc
Compass Bank
Bbva Securities Inc
24 Hr Fitness
Bbva Compass Insurance Agency, Inc
Bbva Securities Inc
Compass Bank
Capital Bank
Cuso Financial Services, L.P
Community Resource Credit Union
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sylvia Guerra to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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