Travis
Moss

Stifel, Nicolaus & Company, Inc

CRD#3115319
Investment Advisor
in Dallas, TX

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About this Advisor

Travis Moss is a financial advisor operating out of Dallas, Texas who has 7 years of relevant experience. Moss is an advisor for Stifel, Nicolaus & Company, Inc. Over the course of their career, they have held roles at J.P Morgan Securities Inc, Jpmorgan Chase Bank, N.A, Credit Suisse Securities (Usa) LLC and Stifel Nicolaus & Co Inc. Moss maintains Series 63 and Series 66 licenses, designating them as a securities representative, and can work in Texas. Stifel, Nicolaus & Company, Inc is an advisory business based out of Saint Louis, MO. The firm has offices in 459 locations and a total of 6,729 employees. It controls $133 billion in total assets between its 334,814 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm serves 1,312 charities and foundations. Of its 334,814 client accounts, 24% belong to high-net-worth individuals who have at least $1 million in assets. Stifel, Nicolaus & Company, Inc provides a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules largely are based on which service is offered. Fee types charged by Stifel, Nicolaus & Company, Inc likely are comprised of some combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

2850 North Harwood 18Th Floor
Dallas, TX 75201

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$132,550,931,898

TX Average: $11,469,110,461
Total Number of Employees

6,729

TX Average: 458
Total Number of Accounts

334,814

TX Average: 33,415
Average Account Size

$395,894

TX Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Travis Moss Work History

Travis has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Stifel Nicolaus & Co Inc

2015 - 2016 (1 year)

Credit Suisse Securities (Usa) LLC

2010 - 2015 (5 years)

Jpmorgan Chase Bank, N.A

2009 - 2015 (6 years)

J.P Morgan Securities Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Travis Moss to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Michael Dammert
Covington, KY
Scott Englehardt
Atlanta, GA
Eleanor Jordan
Austin, TX
Cynthia Touchton
Clearwater, FL
Anthony Miller
Gainesville, GA
James Carps
Akron, OH
Nicole Hansen
Bellevue, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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