Wayne
Ramsey

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6157806
Investment Advisor
in Lufkin, TX

Answer a few questions and
get matched with an advisor.

Find an Advisor

or call us now at 1-888-467-5419

About this Advisor

Wayne Ramsey is a financial advisor operating out of Lufkin, Texas, who has 10 years of financial industry experience. Ramsey currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, Ramsey has held roles at Nylife Securities LLC, New York Life Insurance Co, Outback Steakhouse, Park Ave Securities, Principal Life Insurance Company, Principal Securities Inc, Wayne Ramsey Financial, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Ramsey has Series 63 and Series 66 licenses, certifying them as a securities broker, and is registered to work in Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a company that has its headquarters in Lufkin, Texas. The firm has offices in 3,374 locations and a total of 34,906 advisors. It has $1 trillion in assets under management across its 2,825,602 accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm advises 5,339 charities and foundations. Of its 2,825,602 customer accounts, just 9% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc performs a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fees largely are based on the type of financial services provided. Fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

4100 S Medford Dr
Lufkin, TX 75901

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,283,837,699,073

TX Average: $7,464,549,021
Total Number of Employees

34,906

TX Average: 88
Total Number of Accounts

2,825,602

TX Average: 3,892
Average Account Size

$454,359

TX Average: $1,917,921

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Wayne Ramsey Work History

Wayne has 10 years of experience.

2021 - Present (1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2021 - Present (1 year)

Bank Of America, N.A

2020 - 2021 (1 year)

Wayne Ramsey Financial

2015 - 2021 (6 years)

Principal Life Insurance Company

2015 - 2021 (6 years)

Principal Securities Inc

2014 - 2015 (1 year)

Park Ave Securities

2013 - 2014 (1 year)

Nylife Securities LLC

2013 - 2014 (1 year)

New York Life Insurance Co

2012 - 2013 (1 year)

Outback Steakhouse

Disclosures

Wayne Ramsey has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Chandler, AZ
Regis Rodrigues
New Caney, TX
Robert Thomas
Mckinney, TX
Lisa Adamonis Pile
Newport News, VA
Sharif Charles
Washington, DC
Seann Courtney
New York, NY
Wayne Ramsey
Lufkin, TX
Aaron Solomon
Nashville, TN

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started