Wesley
Cummins
B. Riley Asset Management LLC
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About this Advisor
Wesley Cummins is a financial advisor working out of Dallas, Texas. Cummins is on the advisory team at B. Riley Asset Management LLC. Over the course of their career, Cummins has held roles at Nokomis Capital LLC, B. Riley Asset Management, LLC (Formerly 272 Capital Lp) and Applied Blockchain, Inc. Cummins maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in Texas. B. Riley Asset Management LLC is a registered investment business operating out of Dallas, TX. It manages $531 million in total assets between its seven customer accounts, placing it among the bigger firms in the United States by assets under management. The company provides portfolio management for pooled investment vehicles. Fees for financial management largely vary depending on which services the firm provides the client. Fee types billed by B. Riley Asset Management LLC likely include asset-based and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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B. Riley Asset Management LLC Brokerage Details
$530,844,708
9
7
$75,834,958
Investment Advisory Services
- Portfolio management for pooled investment vehicles
Wesley Cummins Work History
Wesley has been registered as a financial advisor for 0 years.*
Applied Blockchain, Inc
B. Riley Asset Management, LLC (Formerly 272 Capital Lp)
Nokomis Capital LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Wesley Cummins to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at B. Riley Asset Management LLC
Dallas, TX
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