Joseph
Smithwick
Broadlake Financial Management
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About this Advisor
Joseph Smithwick is a financial advisor operating out of South Burlington, Vermont, with a total of 17 years of industry experience. Smithwick is an employee of Broadlake Financial Management. They have spent their complete employment at Broadlake Financial Management. Smithwick has a Series 65 license, qualifying them as an investment advisor representative, and is approved to serve investors in Vermont. Broadlake Financial Management is a registered investment firm headquartered in South Burlington, VT. It has $285 million in total assets between its 1,223 customer accounts, placing it among the mid-sized financial advisory firms in the nation by assets under management. The firm provides financial advice to 12 charities and foundations. Of its 1,223 customer accounts, just 14% belong to high-net-worth clients who have greater than $1 million in investable assets. The advisory firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Fees for financial management are based on which services the firm provides the client. Fees billed by Broadlake Financial Management typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Broadlake Financial Management Brokerage Details
$285,126,849
4
1,223
$233,137
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
Joseph Smithwick Work History
Joseph has been registered as a financial advisor for 17 years.*
Eley Financial Management, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joseph Smithwick to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Broadlake Financial Management
South Burlington, VT
South Burlington, VT
South Burlington, VT
South Burlington, VT
South Burlington, VT
South Burlington, VT
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