Alok
Upadhyaya
James River Asset Management, LLC
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About this Advisor
Alok Upadhyaya is a financial advisor who works in Midlothian, Virginia with a total of 1 year of relevant experience. Upadhyaya currently works for James River Asset Management, LLC. During their career, Upadhyaya has held roles at J.W. Cole Financial, Inc, Defense Logistics Agency, Retirement and City Of Richmond. Upadhyaya has Series 65 and Series 63 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to advise clients in Virginia. James River Asset Management, LLC is a registered investment business based in Midlothian, VA. It handles $164 million in assets under management across its 669 accounts, placing it among the mid-sized investment advisory firms in the United States by assets under management. The firm provides services to five charities and foundations. Of its 669 accounts, 20% are held by high-net-worth investors who have greater than $1 million in assets. James River Asset Management, LLC performs a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fees typically are based on which services the firm provides the client. Fees billed by James River Asset Management, LLC may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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James River Asset Management, LLC Brokerage Details
$163,458,054
11
669
$244,332
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Alok Upadhyaya Work History
Alok has been registered as a financial advisor for 1 years.*
J.W. Cole Financial, Inc
City Of Richmond
Retirement
Defense Logistics Agency
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Alok Upadhyaya to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at James River Asset Management, LLC
Midlothian, VA
Midlothian, VA
Midlothian, VA
Midlothian, VA
Midlothian, VA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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