Joseph
Sutphin

Lombard Advisers Inc

CRD#7495163
Investment Advisor
in Radford, VA

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About this Advisor

Joseph Sutphin is a financial advisor operating out of Radford, Virginia who has 1 year of industry experience. Sutphin is on the advisory team at Lombard Advisers Inc. The advisor has gained experience at Gary Collier & Associates, Lombard Securities Inc, National Bank Of Blacksburg, Macado'S Restaurant, Draper Valley Golf Course, Hampden-Sydney College and Radford High School. Sutphin has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Virginia. Lombard Advisers Inc is a registered investment firm that has its headquarters in Baltimore, MD. The company has offices in 21 locations and a total of 43 financial advisors. It oversees $258 million in total assets among its 1,067 customer accounts, placing it among the mid-sized investment advisory firms in the country by assets under management. The firm serves nine charities and foundations. Of its 1,067 accounts, just 2% are associated with high-net-worth individuals who have more than $1 million in investable assets. Lombard Advisers Inc offers a set of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors depend on the type of financial services. However, fees billed by Lombard Advisers Inc typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

206 B W. Main Street
Radford, VA 24143

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Lombard Advisers Inc Brokerage Details

Total Assets Under Management

$257,681,888

VA Average: $6,889,882,315
Total Number of Employees

43

VA Average: 45
Total Number of Accounts

1,067

VA Average: 765
Average Account Size

$241,501

VA Average: $9,006,382

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Joseph Sutphin Work History

Joseph has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Lombard Securities Inc

2021 - Present (3 years)

Gary Collier & Associates

2017 - 2021 (4 years)

National Bank Of Blacksburg

2017 - 2017 (< 1 year)

Macado'S Restaurant

2013 - 2016 (3 years)

Draper Valley Golf Course

2013 - 2017 (4 years)

Hampden-Sydney College

2010 - 2013 (3 years)

Radford High School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joseph Sutphin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lombard Advisers Inc

Charles Jenkins
Baltimore, MD
Jon Dabareiner
Hardy, VA
Percy Hundley
Newport News, VA
Brent Kochel
Carbondale, IL
Kamran Richard
Jennings, LA
Richard Fogal
Baltimore, MD
Arthur Gallo
Baltimore, MD
Frank Corto
York, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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