Stephen
Rosa
Richmond Capital Management Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Stephen Rosa is a chartered financial analyst who works in Richmond, Virginia who has 2 years of industry experience. Rosa works at Richmond Capital Management Inc. Over the course of their career, they have held roles at E*Trade, Evercore, Pricewaterhousecoopers, Llp and Richmond Capital Management Inc. Rosa is approved to operate in California, Michigan, Mississippi, Missouri, New York, Ohio, Pennsylvania and Virginia. Richmond Capital Management Inc is an advisory firm that has its headquarters in Richmond, VA. It administers $5 billion in total assets across its 199 client accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm serves 45 charities and foundations. Of its 199 customer accounts, 15% are associated with high-net-worth investors who have greater than $1 million in assets. The company offers a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and educational seminars. Financial management fee schedules typically vary depending on the financial services offered. Fees billed by Richmond Capital Management Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Richmond Capital Management Inc Brokerage Details
$5,376,196,000
21
199
$27,016,060
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Educational seminars/workshops
Stephen Rosa Work History
Stephen has been registered as a financial advisor for 2 years.*
Richmond Capital Management Inc
E*Trade
Evercore
Pricewaterhousecoopers, Llp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephen Rosa to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Richmond Capital Management Inc
Richmond, VA
Richmond, VA
Richmond, VA
Richmond, VA
Richmond, VA
Richmond, VA
Richmond, VA
Richmond, VA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
