Cynthia
Ghaffari

Sharebuilder 401K

CRD#1794348
Investment Advisor
in Seattle, WA

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About this Advisor

Cynthia Ghaffari is a financial advisor operating in Seattle, Washington who has 4 years of industry experience. Ghaffari is an employee of Sharebuilder 401K. The advisor has gained experience at Morgan Stanley and Morgan Stanley Smith Barney. Ghaffari holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in Washington. Sharebuilder 401K is a company operating out of Seattle, WA. The company performs a set of services, including pension consulting services and educational seminars. Fees for financial management vary depending on which services the firm provides the client. Fee types billed by Sharebuilder 401K can include some combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

Seattle, WA

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Sharebuilder 401K Brokerage Details

Total Number of Employees

30

WA Average: 46

Investment Advisory Services

  • Pension consulting services
  • Educational seminars/workshops

Cynthia Ghaffari Work History

Cynthia has been registered as a financial advisor for 4 years.*

2016 - 2018 (2 years)

Morgan Stanley

2014 - 2016 (2 years)

Morgan Stanley

2009 - 2014 (5 years)

Morgan Stanley Smith Barney

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Cynthia Ghaffari to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sharebuilder 401K

Sara Andres
Spearfish, SD
Vince Hacut
Seattle, WA
Paul Hopkins
Seattle, WA
James Shen
Seattle, WA
Matthew Marengo
Seattle, WA
Steven Oneal
Woodlands, TX
Duncan Varela
Seattle, WA
Cynthia Ghaffari
Seattle, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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