Francis
Roman
Synergy Asset Management, LLC
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About this Advisor
Francis Roman is a financial advisor based in Bellevue, Washington with a total of 6 years of relevant experience. Roman works at Synergy Asset Management, LLC. Throughout their career, they have worked at Boeing Commercial Airplanes, Oasis Petroleum, Cascade Aircraft Conversions and Synergy Financial Services, Inc. Roman has a Series 65 license, designating them as an investment advisor representative, and is able to advise clients in Washington. Synergy Asset Management, LLC is a company based out of Bellevue, WA. The company has offices in three locations and a total of 11 financial advisors. It controls $678 million in total assets between its 1,114 client accounts, making it one of the bigger investment advisory firms in the United States by assets under management. Of its 1,114 accounts, just 12% are held by high-net-worth investors who have at least $1 million in investable assets. The advisory firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors usually vary depending on which services the firm provides the client. However, fees charged by Synergy Asset Management, LLC likely include some combination of asset-based, hourly, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Synergy Asset Management, LLC Brokerage Details
$678,188,644
11
1,114
$608,787
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting services
- Selection of other advisers
- Other
Francis Roman Work History
Francis has been registered as a financial advisor for 6 years.*
Synergy Financial Services, Inc
Boeing Commercial Airplanes
Oasis Petroleum
Cascade Aircraft Conversions
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Francis Roman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Synergy Asset Management, LLC
Bellevue, WA
Bellevue, WA
Bellevue, WA
Bellevue, WA
Bellevue, WA
Bellevue, WA
Bellevue, WA
Bellevue, WA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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