Heather
Steiner

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#4908423
Investment Advisor
in Seattle, WA
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About this Advisor

Heather Steiner is a certified financial planner operating in Seattle, Washington, who has been in the financial industry for 13 years. Steiner is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. Over the course of their career, they have held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Laird Norton Tyee Asset Strategies and Bank Of America, N.A. Steiner holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can advise clients in Texas and Washington. Merrill Lynch, Pierce, Fenner & Smith Inc is a firm that has its headquarters in Seattle, Washington. The company has offices in 2,958 locations and a total of 40,146 employees. It controls $820 billion in assets among its 2,272,151 client accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm provides services to 4,667 charitable organizations. Of its 2,272,151 customer accounts, just 3% are held by high-net-worth clients who have more than $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc performs a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors typically depend on which service is offered. However, fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc may include any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1215 4Th Ave
Seattle, WA 98161

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

WA Average: $7,464,549,021
Total Number of Employees

41,217

WA Average: 88
Total Number of Accounts

2,472,247

WA Average: 3,892
Average Account Size

$322,494

WA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Heather Steiner Work History

Heather has 13 years of experience.

2014 - Present (5 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - Present (5 years)

Bank Of America, N.A

2012 - 2013 (1 year)

Laird Norton Tyee Asset Strategies

2005 - 2012 (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Heather Steiner has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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