Joseph
Peters

Northwest Asset Management

CRD#3013731
Investment Advisor
in Mercer Island, WA

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About this Advisor

Joseph Peters is a financial advisor operating out of Mercer Island, Washington, who has been in the financial industry for 10 years. Peters is an advisor for Northwest Asset Management. The advisor has gained experience at Ubs Financial Services Inc, Nwam, LLC Dba Northwest Asset Management and Brew Ventures, LLC. Peters maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to operate in Ohio and Texas. Northwest Asset Management is a financial advisory firm that has its headquarters in Mercer Island, Washington. The company has offices in 34 locations and a total of 53 employees. It manages $3 billion in assets under management across its 8,139 accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm advises six charities and foundations. Of its 8,139 customer accounts, 28% are held by high-net-worth investors who have greater than $1 million in assets. Northwest Asset Management offers a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and educational seminars. Financial management fee schedules are based on which services are provided. However, fee types billed by Northwest Asset Management may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

2835 82Nd Avenue Se Ste 300
Mercer Island, WA 98040

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Northwest Asset Management Brokerage Details

Total Assets Under Management

$3,232,723,892

WA Average: $3,566,627,242
Total Number of Employees

53

WA Average: 46
Total Number of Accounts

8,139

WA Average: 1,499
Average Account Size

$397,189

WA Average: $2,379,338

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops

Joseph Peters Work History

Joseph has 10 years of experience.

2021 - Present (2 years)

Nwam, LLC Dba Northwest Asset Management

2013 - Present (10 years)

Brew Ventures, LLC

2012 - 2021 (9 years)

Ubs Financial Services Inc

Disclosures

Joseph Peters has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northwest Asset Management

Joseph Peters
Mercer Island, WA
Carolina Ortiz
Mercer Island, WA
Antriksh Kandhari
Mercer Island, WA
Loren Deshon
Mercer Island, WA
Bradley Sayre
Mercer Island, WA
Mahum Prasad
Mercer Island, WA
Paul Orlino
Centennial, CO
Matthew Loreen
Mercer Island, WA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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