Thomas
Whitehead

Northwest Asset Management

CRD#5385185
Investment Advisor
in Mercer Island, WA

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About this Advisor

Thomas Whitehead is a chartered financial analyst based in Mercer Island, Washington, with a total of 11 years of financial industry experience. Whitehead is currently employed by Northwest Asset Management. During their career, the advisor has held roles at Morgan Stanley & Co. LLC, Nuveen Investments, Rea, Whitehead & Associates and Northwest Asset Management. Whitehead has a Series 63 license, qualifying them as a securities broker, and is approved to advise clients in California and Washington. Northwest Asset Management is a firm headquartered in Mercer Island, Washington. The investment advisory business has offices in 34 locations and a total of 53 advisors. It handles $3 billion in assets between its 8,139 client accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm serves six charities and foundations. Of its 8,139 customer accounts, 28% are associated with high-net-worth clients who have greater than $1 million in investable assets. Northwest Asset Management provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and educational seminars. Fees charged by financial advisors largely are based on the services offered. Fees billed by Northwest Asset Management most likely consist of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

2835 82Nd Avenue Se Ste 300
Mercer Island, WA 98040

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Northwest Asset Management Brokerage Details

Total Assets Under Management

$3,232,723,892

WA Average: $3,566,627,242
Total Number of Employees

53

WA Average: 46
Total Number of Accounts

8,139

WA Average: 1,499
Average Account Size

$397,189

WA Average: $2,379,338

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops

Thomas Whitehead Work History

Thomas has 11 years of experience.

2019 - Present (4 years)

Northwest Asset Management

2017 - Present (6 years)

Rea, Whitehead & Associates

2015 - 2017 (2 years)

Nuveen Investments

2011 - 2015 (4 years)

Morgan Stanley & Co. LLC

Disclosures

Thomas Whitehead has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northwest Asset Management

Loren Deshon
Mercer Island, WA
Carolina Ortiz
Mercer Island, WA
Joseph Peters
Mercer Island, WA
Antriksh Kandhari
Mercer Island, WA
Bradley Sayre
Mercer Island, WA
William Farrell
Louisville, KY
Matthew Loreen
Mercer Island, WA
Anders Eggehorn
Seattle, WA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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