Kristi
Mandt

Kms Financial Services, Inc

CRD#1095765
Investment Advisor
in Seattle, WA
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About this Advisor

Kristi Mandt is a certified financial planner based in Seattle, Washington. Currently an investment advisor with Kms Financial Services, Inc, they have gathered an impressive 23 years of professional experience in the financial advisory industry. Mandt maintains Series 63 and Series 65 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Mandt is able to operate based out of Texas and Washington. During their career, the advisor has held roles at Kms Financial Services, Inc, Lakeside Advisors, Inc and Millikin Mandt Associates, Inc. Kms Financial Services, Inc is based out of Seattle, Washington, and operates out of 371 additional locations in the nation. In total, Kms Financial Services, Inc oversees $7 billion in assets dispersed across 26,740 accounts and employs more than 368 people. The level of assets currently under the firm's management makes it one of the biggest financial advisory firms in the United States. The firm manages 20,467 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 20% of the investment firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Kms Financial Services, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

23 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

1115 East Denny Way
Seattle, WA 98122

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Kms Financial Services, Inc Brokerage Details

Total Assets Under Management

$6,400,114,753

WA Average: $3,566,627,242
Total Number of Employees

419

WA Average: 46
Total Number of Accounts

29,380

WA Average: 1,499
Average Account Size

$217,839

WA Average: $2,379,338

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Market timing services
  • Educational seminars/workshops

Kristi Mandt Work History

Kristi has 23 years of experience.

2005 - Present (14 years)

Kms Financial Services, Inc

2005 - Present (14 years)

Lakeside Advisors, Inc

1995 - Present (24 years)

Millikin Mandt Associates, Inc

Disclosures

Kristi Mandt has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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