Lori
Galbraith
Stifel, Nicolaus & Company, Inc
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About this Advisor
Lori Galbraith is a financial advisor operating in Wenatchee, Washington who has 10 years of industry experience. Galbraith is currently employed by Stifel, Nicolaus & Company, Inc. They have spent their whole employment at Stifel, Nicolaus & Company, Inc. Galbraith has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in Texas and Washington. Stifel, Nicolaus & Company, Inc is a registered investment company that has its headquarters in Saint Louis, MO. The firm has offices in 459 locations and a total of 6,729 people on staff. It administers $133 billion in total assets between its 334,814 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm advises 1,312 charitable organizations. Of its 334,814 accounts, 24% are held by high-net-worth investors who have more than $1 million in investable assets. Stifel, Nicolaus & Company, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management are based on which services the firm provides the client. However, fees billed by Stifel, Nicolaus & Company, Inc likely include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Stifel, Nicolaus & Company, Inc Brokerage Details
$132,550,931,898
6,729
334,814
$395,894
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Lori Galbraith Work History
Lori has been registered as a financial advisor for 10 years.*
Stifel Nicolays & Co Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Lori Galbraith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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